AI Compliance Red-Liner
Paste a suitability letter or client report and watch AI review it against FCA rules in real time. Every passage gets a red, amber, or green annotation — like having a compliance officer mark up your work in seconds.
Paste a suitability letter, client report, or advisory document
Red / Amber / Green
Every passage annotated with severity level, specific issue, and actionable recommendation.
Missing Elements
Flags required sections that are completely absent — capacity for loss, risk warnings, fee disclosure.
Compliance Score
0-100 score with grade. Know instantly whether a report is ready to send or needs rework.
Want this on every report your firm produces?
We integrate compliance checking into your workflow — reports are reviewed automatically before they reach a client. Catches issues your team might miss.
20 Mins That Could Save You ThousandsTechnology & Integrations
How It Works
Claude Sonnet 4.6
Structured JSON analysis with FCA rulebook-aware prompting. Every passage scored Red, Amber, or Green with specific issues and recommendations.
Line-by-Line Annotation
Each section of the report is reviewed independently against FCA conduct rules, TCF principles, and Consumer Duty requirements.
Missing Element Detection
Automatically flags required sections that are completely absent — capacity for loss, risk warnings, fee disclosure, vulnerability assessment.
Structured Output
Returns a compliance score (0-100), individual annotations with severity, and a prioritised list of fixes — all as structured JSON for downstream processing.
What It Connects To
Worksmart / Compliancy Services
Auto-file passed reports or flag failures
Intelliflo / Xplan
Attach results to client suitability records
Email Alerts
Notify compliance officer when score falls below threshold
DMS Integration
Write review results back to document management system
Workflow Automation
Block report dispatch until compliance score passes